Company
Total Return Securities Fund
SWZ · CIK 0000813623
SEC FORM 4CLUSTER · 2 INSIDERS
$127,343.51
Purchase of 22,000 shares across 2 reporting persons.
Transaction Code P · Reporting Persons 2
- Dakos Andrew, President and CEOPurchase of 7,649 shares at $5.81 per share.$44,440.69
- Dakos Andrew, President and CEOPurchase of 2,351 shares at $5.82 per share.$13,682.82
- Dakos Andrew, President and CEOPurchase of 1,000 shares at $5.76 per share.$5,760.00
- Dakos Andrew, President and CEOPurchase of 9,000 shares at $5.77 per share.$51,930.00
- SELL MORITZ APurchase of 2,000 shares at $5.765 per share.$11,530.00
Surfaced by rule: 2 distinct insiders, open-market purchases, 7-day window — a deterministic filter, not a recommendation.
Traded Sep 25, 2026 · Disclosed Sep 30, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001398344-26-017532 · filed 2026-09-29 · View filing →
Source: SEC Form 4 · 0001398344-26-017612 · filed 2026-09-30 · View filing →
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Purchase of 3,000 shares at $5.98 per share.
Reporting Person SELL MORITZ A · Transaction Code P
Traded Aug 31, 2026 · Disclosed Sep 1, 2026
Source: SEC Form 4 · 0001398344-26-016344 · filed 2026-09-01 · View filing →
Purchase of 1,366 shares at $5.93 per share.
Reporting Person Das Rajeev P · Officer Title Secretary · Transaction Code P
Traded Aug 24, 2026 · Disclosed Aug 25, 2026
Source: SEC Form 4 · 0001398344-26-015537 · filed 2026-08-25 · View filing →
Purchase of 1,700 shares at $5.9296 per share.
Reporting Person Das Rajeev P · Officer Title Secretary · Transaction Code P
Traded Aug 21, 2026 · Disclosed Aug 25, 2026
Source: SEC Form 4 · 0001398344-26-015537 · filed 2026-08-25 · View filing →
Purchase of 1,000 shares at $5.91 per share.
Reporting Person SELL MORITZ A · Transaction Code P
Traded Aug 10, 2026 · Disclosed Aug 12, 2026
Source: SEC Form 4 · 0001398344-26-014213 · filed 2026-08-12 · View filing →