Tuesday, September 29, 2026 · continued — 260–329 of 474
Disposition (code F) of 118 shares at $6.09 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code F
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000108 · filed 2026-09-29 · View filing →
Disposition (code F) of 118 shares at $6.09 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code F
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000108 · filed 2026-09-29 · View filing →
Acquisition (code A) of 37 shares at $19.16 per share.
Reporting Person Fujisawa Kumi · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000947871-26-000900 · filed 2026-09-29 · View filing →
Acquisition (code A) of 36 shares at $19.16 per share.
Reporting Person Osada Hiromi · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000947871-26-000905 · filed 2026-09-29 · View filing →
Sale of 146 shares at $4.67 per share.
Reporting Person Carlson Michael James · Officer Title President, Managed Services · Transaction Code S
Traded Sep 29, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001948274-26-000012 · filed 2026-09-29 · View filing →
Acquisition (code A) of 31 shares at $19.16 per share.
Reporting Person Shiga Takefumi · Officer Title Operating Officer · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000947871-26-000907 · filed 2026-09-29 · View filing →
Disposition (code F) of 77 shares at $6.09 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code F
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000104 · filed 2026-09-29 · View filing →
Disposition (code F) of 76 shares at $6.09 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code F
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000104 · filed 2026-09-29 · View filing →
Purchase of 10,100 shares at $0.045 per share.
Reporting Person CTT PHARMACEUTICAL HOLDINGS, INC. · Officer Title CEO · Transaction Code P
Traded Sep 22, 2026 · Disclosed Sep 29, 2026FILED +7 DAYS
Source: SEC Form 4 · 0001035422-26-000015 · filed 2026-09-29 · View filing →
Disposition (code F) of 68 shares at $6.09 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code F
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000107 · filed 2026-09-29 · View filing →
Disposition (code F) of 68 shares at $6.09 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code F
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000107 · filed 2026-09-29 · View filing →
Sale of 1,440 shares at $0.27 per share.
Reporting Person Chen Yang Luke · Transaction Code S
Traded May 26, 2026 · Disclosed Sep 29, 2026FILED +126 DAYS
Source: SEC Form 4 · 0001104659-26-111575 · filed 2026-09-29 · View filing →
Acquisition (code A) of 19 shares at $19.16 per share.
Reporting Person Tomoyama Shigeki · Officer Title Executive Fellow · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000947871-26-000908 · filed 2026-09-29 · View filing →
Purchase of 1 shares at $340.12 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Sep 28, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001437749-26-031441 · filed 2026-09-29 · View filing →
Purchase of 1 shares at $339.72 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001437749-26-031424 · filed 2026-09-29 · View filing →
Disposition (code F) of 309 shares at $0.7592 per share.
Reporting Person Javadi Alireza · Officer Title Chief Technical Officer · Transaction Code F
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-407648 · filed 2026-09-29 · View filing →
Purchase of 60 shares at $3.4696 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Sep 28, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001628280-26-063818 · filed 2026-09-29 · View filing →
Acquisition (code C) of 1,300,530 shares at $0 per share.
Reporting Person Lazar David E. · Officer Title Chief Executive Officer · Transaction Code C
Traded Sep 24, 2026 · Disclosed Sep 29, 2026FILED +5 DAYS
Source: SEC Form 4 · 0001829126-26-010590 · filed 2026-09-29 · View filing →
Acquisition (code A) of 301,205 shares at $0 per share.
Reporting Person NATAN DAVID · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001829126-26-010588 · filed 2026-09-29 · View filing →
Acquisition (code M) of 3,572 shares at $0 per share.
Reporting Person Vieira Cory · Officer Title Chief Accounting Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001628280-26-063879 · filed 2026-09-29 · View filing →
Acquisition (code A) of 150,602 shares at $0 per share.
Reporting Person KURTZ WILLIAM · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001437749-26-031513 · filed 2026-09-29 · View filing →
Acquisition (code A) of 15,190 shares at $0 per share.
Reporting Person Utsumi Ryusuke · Transaction Code A
Traded Sep 17, 2026 · Disclosed Sep 29, 2026FILED +12 DAYS
Source: SEC Form 4 · 0001971298-26-000003 · filed 2026-09-29 · View filing →
Disposition (code C) of 4,747 shares at $0 per share.
Reporting Person WALKER JOHN KENT · Officer Title President, Global Affairs, CLO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408019 · filed 2026-09-29 · View filing →
Disposition (code C) of 4,258 shares at $0 per share.
Reporting Person WALKER JOHN KENT · Officer Title President, Global Affairs, CLO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408019 · filed 2026-09-29 · View filing →
Disposition (code C) of 1,626 shares at $0 per share.
Reporting Person WALKER JOHN KENT · Officer Title President, Global Affairs, CLO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408019 · filed 2026-09-29 · View filing →
Acquisition (code C) of 10,631 shares at $0 per share.
Reporting Person WALKER JOHN KENT · Officer Title President, Global Affairs, CLO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408019 · filed 2026-09-29 · View filing →
Disposition (code C) of 121 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 26 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 19 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 19 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Acquisition (code C) of 487 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 101 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 69 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 105 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 27 shares at $0 per share.
Reporting Person Saraci Marsida · Officer Title VP, Chief Accounting Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408016 · filed 2026-09-29 · View filing →
Disposition (code C) of 4,747 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408014 · filed 2026-09-29 · View filing →
Disposition (code C) of 4,258 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408014 · filed 2026-09-29 · View filing →
Disposition (code C) of 1,626 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408014 · filed 2026-09-29 · View filing →
Acquisition (code C) of 10,631 shares at $0 per share.
Reporting Person Porat Ruth · Officer Title President and CIO · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408014 · filed 2026-09-29 · View filing →
Disposition (code C) of 4,131 shares at $0 per share.
Reporting Person Ashkenazi Anat · Officer Title SVP, Chief Financial Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408009 · filed 2026-09-29 · View filing →
Disposition (code C) of 4,258 shares at $0 per share.
Reporting Person Ashkenazi Anat · Officer Title SVP, Chief Financial Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408009 · filed 2026-09-29 · View filing →
Disposition (code C) of 1,765 shares at $0 per share.
Reporting Person Ashkenazi Anat · Officer Title SVP, Chief Financial Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408009 · filed 2026-09-29 · View filing →
Acquisition (code C) of 10,154 shares at $0 per share.
Reporting Person Ashkenazi Anat · Officer Title SVP, Chief Financial Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408009 · filed 2026-09-29 · View filing →
Disposition (code C) of 3,671 shares at $0 per share.
Reporting Person Pichai Sundar · Officer Title Chief Executive Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408007 · filed 2026-09-29 · View filing →
Acquisition (code C) of 3,671 shares at $0 per share.
Reporting Person Pichai Sundar · Officer Title Chief Executive Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408007 · filed 2026-09-29 · View filing →
Disposition (code C) of 6,065 shares at $0 per share.
Reporting Person Schindler Philipp · Officer Title SVP, Chief Business Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408004 · filed 2026-09-29 · View filing →
Disposition (code C) of 5,379 shares at $0 per share.
Reporting Person Schindler Philipp · Officer Title SVP, Chief Business Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408004 · filed 2026-09-29 · View filing →
Disposition (code C) of 1,997 shares at $0 per share.
Reporting Person Schindler Philipp · Officer Title SVP, Chief Business Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408004 · filed 2026-09-29 · View filing →
Acquisition (code C) of 13,442 shares at $0 per share.
Reporting Person Schindler Philipp · Officer Title SVP, Chief Business Officer · Transaction Code C
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-408004 · filed 2026-09-29 · View filing →
Acquisition (code A) of 15,190 shares at $0 per share.
Reporting Person Domnitz Yonatan · Transaction Code A
Traded Sep 17, 2026 · Disclosed Sep 29, 2026FILED +12 DAYS
Source: SEC Form 4 · 0001970748-26-000002 · filed 2026-09-29 · View filing →
Acquisition (code A) of 3,651 shares at $0 per share.
Reporting Person Clifford Peter G · Officer Title EVP & CFO · Transaction Code A
Traded Sep 28, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-407942 · filed 2026-09-29 · View filing →
Acquisition (code M) of 25,000 shares at $0 per share.
Reporting Person DAS SANJIV · Officer Title President · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001628280-26-063865 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,116 shares at $0 per share.
Reporting Person Dobres Jonathan · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001628280-26-063864 · filed 2026-09-29 · View filing →
Acquisition (code A) of 943 shares at $0 per share.
Reporting Person Finan Irial · Transaction Code A
Traded Sep 28, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001193125-26-407928 · filed 2026-09-29 · View filing →
Acquisition (code A) of 13,680 shares at $0 per share.
Reporting Person Leitzell Jeffrey R. · Officer Title EVP & COO · Transaction Code A
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000821189-26-000199 · filed 2026-09-29 · View filing →
Acquisition (code M) of 278 shares at $0 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000108 · filed 2026-09-29 · View filing →
Acquisition (code M) of 278 shares at $0 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000108 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,111 shares at $0 per share.
Reporting Person Vincent Ron · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000108 · filed 2026-09-29 · View filing →
Acquisition (code M) of 278 shares at $0 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000107 · filed 2026-09-29 · View filing →
Acquisition (code M) of 278 shares at $0 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000107 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,111 shares at $0 per share.
Reporting Person KORN JEFFREY G · Officer Title Chief Executive Officer · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000107 · filed 2026-09-29 · View filing →
Acquisition (code M) of 278 shares at $0 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000104 · filed 2026-09-29 · View filing →
Acquisition (code M) of 278 shares at $0 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code M
Traded Sep 25, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000104 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,111 shares at $0 per share.
Reporting Person Gaylor Douglas Walter · Officer Title Chief Operating Officer · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0001075736-26-000104 · filed 2026-09-29 · View filing →
Acquisition (code M) of 586 shares at $0 per share.
Reporting Person DeCecco Julie A. · Officer Title GC & Chief Public Affairs Ofc · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000812011-26-000065 · filed 2026-09-29 · View filing →
Acquisition (code M) of 344 shares at $0 per share.
Reporting Person Gronberg Nathan Mark · Officer Title VP, Controller & CAO · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000812011-26-000064 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,148 shares at $0 per share.
Reporting Person KATZ ROBERT A · Officer Title CEO & Chairperson of the Board · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000812011-26-000063 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,544 shares at $0 per share.
Reporting Person Korch Angela A · Officer Title EVP & Chief Financial Officer · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000812011-26-000062 · filed 2026-09-29 · View filing →
Acquisition (code M) of 1,334 shares at $0 per share.
Reporting Person Kunkel Lynanne · Officer Title Chief HR & Trnsfrm Ofc · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000812011-26-000061 · filed 2026-09-29 · View filing →
Acquisition (code M) of 695 shares at $0 per share.
Reporting Person Sullivan Gregory Jon · Officer Title EVP, Retail & Hospitality · Transaction Code M
Traded Sep 27, 2026 · Disclosed Sep 29, 2026
Source: SEC Form 4 · 0000812011-26-000060 · filed 2026-09-29 · View filing →