Thursday, September 24, 2026 · continued — 297–366 of 417
Purchase of 300 shares at $4.9805 per share.
Reporting Person AULT MILTON C III · Transaction Code P
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001214659-26-011957 · filed 2026-09-24 · View filing →
Sale of 156 shares at $7.0587 per share.
Reporting Person DSS, INC. · Transaction Code S
Traded Sep 24, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001493152-26-044207 · filed 2026-09-24 · View filing →
Sale of 1,000 shares at $1.00 per share.
Reporting Person Miller Timothy William · Officer Title Vice President, Sales · Transaction Code S
Traded May 3, 2026 · Disclosed Sep 24, 2026FILED +144 DAYS
Source: SEC Form 4 · 0001493152-26-044170 · filed 2026-09-24 · View filing →
Sale of 3,400 shares at $0.25 per share.
Reporting Person Chen Yang Luke · Transaction Code S
Traded May 27, 2026 · Disclosed Sep 24, 2026FILED +120 DAYS
Source: SEC Form 4 · 0001104659-26-110132 · filed 2026-09-24 · View filing →
Purchase of 7.81 shares at $79.69 per share.
Reporting Person Kirkbride Cheryl M · Transaction Code P
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001193125-26-400323 · filed 2026-09-24 · View filing →
Purchase of 100 shares at $5.0724 per share.
Reporting Person AULT MILTON C III · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 24, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001214659-26-011957 · filed 2026-09-24 · View filing →
Purchase of 2,200 shares at $0.1981 per share.
Reporting Persons AULT MILTON C III · Ault & Company, Inc. · Officer Title Executive Chairman · Transaction Code P
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001214659-26-011956 · filed 2026-09-24 · View filing →
Sale of 723 shares at $0.5500 per share.
Reporting Person DSS, INC. · Transaction Code S
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001493152-26-044207 · filed 2026-09-24 · View filing →
Sale of 1,440 shares at $0.27 per share.
Reporting Person Chen Yang Luke · Transaction Code S
Traded May 26, 2026 · Disclosed Sep 24, 2026FILED +121 DAYS
Source: SEC Form 4 · 0001104659-26-110132 · filed 2026-09-24 · View filing →
Purchase of 100 shares at $3.8801 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063376 · filed 2026-09-24 · View filing →
Purchase of 1 shares at $352.95 per share.
Reporting Person HORIZON KINETICS ASSET MANAGEMENT LLC · Transaction Code P
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001437749-26-031121 · filed 2026-09-24 · View filing →
Purchase of 58 shares at $3.8472 per share.
Reporting Person Mink Brook Asset Management LLC · Transaction Code P
Traded Sep 24, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063376 · filed 2026-09-24 · View filing →
Sale of 27 shares at $6.95 per share.
Reporting Person DSS, INC. · Transaction Code S
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001493152-26-044207 · filed 2026-09-24 · View filing →
Sale of 64 shares at $2.82 per share.
Reporting Person Mosberg Ron · Officer Title Gen. Counsel & Corp. Sec. · Transaction Code S
Traded Sep 24, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001178913-26-004589 · filed 2026-09-24 · View filing →
Sale of 1 shares at $93.44 per share.
Reporting Person RAIGUEL DARREN S · Officer Title CHIEF OPERATING OFFICER · Transaction Code S
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001022408-26-000090 · filed 2026-09-24 · View filing →
Purchase of 500 shares at $0.1826 per share.
Reporting Persons AULT MILTON C III · Ault & Company, Inc. · Officer Title Executive Chairman · Transaction Code P
Traded Sep 21, 2026 · Disclosed Sep 24, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001214659-26-011956 · filed 2026-09-24 · View filing →
Sale of 1 shares at $5.47 per share.
Reporting Person Nance Henry · Officer Title Chief Operating Officer · Transaction Code S
Traded Aug 25, 2026 · Disclosed Sep 24, 2026FILED +30 DAYS
Source: SEC Form 4 · 0001437749-26-031150 · filed 2026-09-24 · View filing →
Sale of 1 shares at $5.47 per share.
Reporting Person Marklew Shaun · Officer Title Chief Technology Officer · Transaction Code S
Traded Aug 25, 2026 · Disclosed Sep 24, 2026FILED +30 DAYS
Source: SEC Form 4 · 0001437749-26-031149 · filed 2026-09-24 · View filing →
Disposition (code F) of 2 shares at $2.12 per share.
Reporting Person Wolf Lisa G · Officer Title COO & CFO · Transaction Code F
Traded Sep 18, 2026 · Disclosed Sep 24, 2026FILED +6 DAYS
Source: SEC Form 4 · 0001683168-26-007396 · filed 2026-09-24 · View filing →
Acquisition (code M) of 2 shares at $0.96 per share.
Reporting Person Thomasian Harry Jr. · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000950103-26-014457 · filed 2026-09-24 · View filing →
Acquisition (code M) of 1 shares at $1.21 per share.
Reporting Person Thomasian Harry Jr. · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000950103-26-014457 · filed 2026-09-24 · View filing →
Acquisition (code C) of 99,613 shares at $0 per share.
Reporting Person DUFFIELD DAVID A · Transaction Code C
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000938071-26-000059 · filed 2026-09-24 · View filing →
Acquisition (code M) of 12,500 shares at $0 per share.
Reporting Person LAIRD NEIL J · Officer Title CFO and Treasurer · Transaction Code M
Traded Sep 24, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001213900-26-103173 · filed 2026-09-24 · View filing →
Acquisition (code M) of 5,000 shares at $0 per share.
Reporting Person Chen Yi-Kuei · Officer Title Chief Operating Officer · Transaction Code M
Traded Sep 15, 2026 · Disclosed Sep 24, 2026FILED +9 DAYS
Source: SEC Form 4 · 0001193125-26-401341 · filed 2026-09-24 · View filing →
Acquisition (code M) of 10,000 shares at $0 per share.
Reporting Person LIN PETER KUAN-HOW · Officer Title Chief Financial Officer · Transaction Code M
Traded Sep 15, 2026 · Disclosed Sep 24, 2026FILED +9 DAYS
Source: SEC Form 4 · 0001193125-26-401336 · filed 2026-09-24 · View filing →
Acquisition (code M) of 500 shares at $0 per share.
Reporting Person Yen Hung Hsien · Transaction Code M
Traded Sep 15, 2026 · Disclosed Sep 24, 2026FILED +9 DAYS
Source: SEC Form 4 · 0001193125-26-401335 · filed 2026-09-24 · View filing →
Acquisition (code A) of 14,880 shares at $0.00 per share.
Reporting Person Miller Kyle Robert · Officer Title President · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001193125-26-401317 · filed 2026-09-24 · View filing →
Acquisition (code A) of 14,814 shares at $0 per share.
Reporting Person Michaels Adam Laurance · Officer Title Chief Executive Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001950993-26-000006 · filed 2026-09-24 · View filing →
Acquisition (code M) of 1,224 shares at $0 per share.
Reporting Person DIORIO CHRIS PH.D. · Officer Title CHIEF EXECUTIVE OFFICER · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001677721-26-000018 · filed 2026-09-24 · View filing →
Acquisition (code M) of 1,817 shares at $0 per share.
Reporting Person DIORIO CHRIS PH.D. · Officer Title CHIEF EXECUTIVE OFFICER · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001677721-26-000018 · filed 2026-09-24 · View filing →
Acquisition (code M) of 479 shares at $0 per share.
Reporting Person Baker Cary · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001705407-26-000012 · filed 2026-09-24 · View filing →
Acquisition (code M) of 596 shares at $0 per share.
Reporting Person Baker Cary · Officer Title CHIEF FINANCIAL OFFICER · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001705407-26-000012 · filed 2026-09-24 · View filing →
Acquisition (code A) of 1,756 shares at $0 per share.
Reporting Person NATELLI THOMAS A · Transaction Code A
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001214659-26-011960 · filed 2026-09-24 · View filing →
Acquisition (code A) of 1,756 shares at $0 per share.
Reporting Person NAUGHTON TIMOTHY J · Transaction Code A
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001214659-26-011959 · filed 2026-09-24 · View filing →
Acquisition (code A) of 1,923 shares at $0 per share.
Reporting Person Bedient Patricia M · Transaction Code A
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001214659-26-011958 · filed 2026-09-24 · View filing →
Acquisition (code M) of 48 shares at $0 per share.
Reporting Person SCHNEIDER ANDREA L · Officer Title Pres & CEO Horizon Airlines · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001715974-26-000009 · filed 2026-09-24 · View filing →
Acquisition (code M) of 499 shares at $0 per share.
Reporting Person SCHNEIDER ANDREA L · Officer Title Pres & CEO Horizon Airlines · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001715974-26-000009 · filed 2026-09-24 · View filing →
Acquisition (code M) of 869 shares at $0 per share.
Reporting Person HARRISON ANDREW R · Officer Title EVP AND CCO · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001544030-26-000012 · filed 2026-09-24 · View filing →
Acquisition (code A) of 19,654 shares at $0 per share.
Reporting Person TUDER JEFFREY · Transaction Code A
Traded Sep 11, 2026 · Disclosed Sep 24, 2026FILED +13 DAYS
Source: SEC Form 4 · 0001683168-26-007408 · filed 2026-09-24 · View filing →
Acquisition (code M) of 2,698 shares at $0 per share.
Reporting Person MINICUCCI BENITO · Officer Title CEO AND PRESIDENT · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001451455-26-000013 · filed 2026-09-24 · View filing →
Acquisition (code A) of 19,654 shares at $0 per share.
Reporting Person Harland Christopher · Transaction Code A
Traded Sep 11, 2026 · Disclosed Sep 24, 2026FILED +13 DAYS
Source: SEC Form 4 · 0001683168-26-007407 · filed 2026-09-24 · View filing →
Acquisition (code A) of 19,654 shares at $0 per share.
Reporting Person BYE STEPHEN J · Transaction Code A
Traded Sep 11, 2026 · Disclosed Sep 24, 2026FILED +13 DAYS
Source: SEC Form 4 · 0001683168-26-007406 · filed 2026-09-24 · View filing →
Acquisition (code A) of 19,654 shares at $0 per share.
Reporting Person Bukhari Syed Nabeel Anwar · Transaction Code A
Traded Sep 11, 2026 · Disclosed Sep 24, 2026FILED +13 DAYS
Source: SEC Form 4 · 0001683168-26-007405 · filed 2026-09-24 · View filing →
Acquisition (code A) of 1,611 shares at $0 per share.
Reporting Person Skipworth Michael · Transaction Code A
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000897069-26-001805 · filed 2026-09-24 · View filing →
Acquisition (code M) of 13,190 shares at $0 per share.
Reporting Person Heatherton Lynn D · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0002090144-26-000001 · filed 2026-09-24 · View filing →
Acquisition (code A) of 27,081 shares at $0 per share.
Reporting Person GOLKOV GREGORY · Officer Title Acting CFO & SVP, Finance · Transaction Code A
Traded Sep 17, 2026 · Disclosed Sep 24, 2026FILED +7 DAYS
Source: SEC Form 4 · 0002156505-26-000004 · filed 2026-09-24 · View filing →
Acquisition (code M) of 15,940 shares at $0 per share.
Reporting Person BAUMGARTNER ROBERT V · Transaction Code M
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000914190-26-000139 · filed 2026-09-24 · View filing →
Acquisition (code C) of 1,598,390 shares at $0 per share.
Reporting Person DerGurahian Jeffrey Michael · Officer Title Chief Investment Officer · Transaction Code C
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001831631-26-000109 · filed 2026-09-24 · View filing →
Acquisition (code A) of 545 shares at $0 per share.
Reporting Person JACKMAN WORTHING · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001977249-26-000133 · filed 2026-09-24 · View filing →
Acquisition (code A) of 10,339 shares at $0 per share.
Reporting Person Weisman Tony · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063416 · filed 2026-09-24 · View filing →
Acquisition (code A) of 1,651 shares at $0 per share.
Reporting Person Tarditi Giorgio Matteo · Officer Title President and COO · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063392 · filed 2026-09-24 · View filing →
Acquisition (code A) of 928 shares at $0 per share.
Reporting Person Hussain Mahrukh · Officer Title General Counsel and Corp. Sec. · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063390 · filed 2026-09-24 · View filing →
Acquisition (code A) of 1,419 shares at $0 per share.
Reporting Person Martin Louis Anthony · Officer Title Chief Commercial Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063388 · filed 2026-09-24 · View filing →
Acquisition (code M) of 13,190 shares at $0 per share.
Reporting Person Collier John Douglas · Transaction Code M
Traded Sep 23, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001331663-26-000002 · filed 2026-09-24 · View filing →
Acquisition (code A) of 5,458 shares at $0 per share.
Reporting Person DOUGLAS J ALEXANDER JR · Officer Title Chief Executive Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063385 · filed 2026-09-24 · View filing →
Acquisition (code A) of 819 shares at $0 per share.
Reporting Person Bushway Mark · Officer Title Chief Supply Chain Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063383 · filed 2026-09-24 · View filing →
Acquisition (code A) of 928 shares at $0 per share.
Reporting Person Benedict Danielle · Officer Title Chief Human Resources Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001628280-26-063380 · filed 2026-09-24 · View filing →
Acquisition (code A) of 5,272 shares at $0 per share.
Reporting Person Rollier Alexis · Officer Title Chief Financial Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001123292-26-001323 · filed 2026-09-24 · View filing →
Acquisition (code A) of 3,624 shares at $0 per share.
Reporting Person Rollier Alexis · Officer Title Chief Financial Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0001123292-26-001323 · filed 2026-09-24 · View filing →
Acquisition (code A) of 6,742 shares at $0 per share.
Reporting Person Forkey Joseph Norman · Officer Title Chief Executive Officer · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 24, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001683168-26-007392 · filed 2026-09-24 · View filing →
Acquisition (code A) of 6,742 shares at $0 per share.
Reporting Person COLL WAYNE M · Officer Title Chief Financial Officer · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 24, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001683168-26-007391 · filed 2026-09-24 · View filing →
Acquisition (code A) of 6,742 shares at $0 per share.
Reporting Person TRAUT JOSEPH · Officer Title Chief Operating Officer · Transaction Code A
Traded Sep 21, 2026 · Disclosed Sep 24, 2026FILED +3 DAYS
Source: SEC Form 4 · 0001683168-26-007390 · filed 2026-09-24 · View filing →
Acquisition (code A) of 57 shares at $0 per share.
Reporting Person MCNABB FREDERICK WILLIAM III · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000235 · filed 2026-09-24 · View filing →
Acquisition (code A) of 51.084 shares at $0 per share.
Reporting Person Stankiewicz Dennis Andrew · Officer Title Chief Accounting Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000234 · filed 2026-09-24 · View filing →
Acquisition (code A) of 15 shares at $0 per share.
Reporting Person Baker Charles D. · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000233 · filed 2026-09-24 · View filing →
Acquisition (code A) of 68 shares at $0 per share.
Reporting Person FLYNN TIMOTHY PATRICK · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000232 · filed 2026-09-24 · View filing →
Acquisition (code A) of 46 shares at $0 per share.
Reporting Person Noseworthy John H · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000231 · filed 2026-09-24 · View filing →
Acquisition (code A) of 5 shares at $0 per share.
Reporting Person Gottlieb Scott · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000230 · filed 2026-09-24 · View filing →
Acquisition (code A) of 66.975 shares at $0 per share.
Reporting Person Zaetta Christopher R · Officer Title EVP & Chief Legal Officer · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000229 · filed 2026-09-24 · View filing →
Acquisition (code A) of 50 shares at $0 per share.
Reporting Person HEMSLEY STEPHEN J · Officer Title CEO, UHG · Transaction Code A
Traded Sep 22, 2026 · Disclosed Sep 24, 2026
Source: SEC Form 4 · 0000731766-26-000228 · filed 2026-09-24 · View filing →