Friday, October 2, 2026 · continued — 1121–1190 of 1640
Acquisition (code C) of 3,539 shares at $0 per share.
Reporting Person Skates Spenser · Officer Title CEO and President · Transaction Code C
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001610717-26-000424 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person STEBBINS PAUL H · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000200 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person Sweeney Michael T · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000198 · filed 2026-10-02 · View filing →
Acquisition (code A) of 18 shares at $0 per share.
Reporting Person Freda Fabrizio · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003310 · filed 2026-10-02 · View filing →
Acquisition (code A) of 33 shares at $0 per share.
Reporting Person Vestberg Hans Erik · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003309 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person George Anita M. · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000196 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person KRO LISA A · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000194 · filed 2026-10-02 · View filing →
Acquisition (code A) of 123,834 shares at $0 per share.
Reporting Person Bernholz Malte H · Officer Title EVP, Chief Strategy & Corp Dev · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002156293-26-000005 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person Wright Norman L. · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000192 · filed 2026-10-02 · View filing →
Acquisition (code A) of 27 shares at $0 per share.
Reporting Person Robbins Charles · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003308 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person RENDUCHINTALA VENKATA S M · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000190 · filed 2026-10-02 · View filing →
Acquisition (code A) of 160 shares at $0 per share.
Reporting Person Herling Michael J · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001451824-26-000018 · filed 2026-10-02 · View filing →
Acquisition (code A) of 157 shares at $0 per share.
Reporting Person Clough Ian D · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001663177-26-000010 · filed 2026-10-02 · View filing →
Acquisition (code A) of 4,607 shares at $0 per share.
Reporting Person Dar Zavain · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001601830-26-000116 · filed 2026-10-02 · View filing →
Acquisition (code A) of 3,378 shares at $0 per share.
Reporting Person Li Dean Y · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001601830-26-000115 · filed 2026-10-02 · View filing →
Acquisition (code A) of 30 shares at $0 per share.
Reporting Person PECK KRISTIN C · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003307 · filed 2026-10-02 · View filing →
Purchase of 0 shares at $0 per share.
Reporting Persons TIEDEMANN ADVISORS, LLC · TTC MULTI-STRATEGY FUND QP, LP · Tiedemann Advisors GP, LLC · AlTi Global, Inc. · AlTi Wealth & Capital Solutions Holdings, LLC · AlTi Global Holdings, LLC · AlTi Global Topco Ltd · AlTI Global Capital, LLC · Transaction Code P
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000919574-26-006648 · filed 2026-10-02 · View filing →
Acquisition (code A) of 300 shares at $0 per share.
Reporting Person MORGAN CURTIS A · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001274494-26-000188 · filed 2026-10-02 · View filing →
Acquisition (code A) of 34 shares at $0 per share.
Reporting Person Nixon Gordon M. · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003306 · filed 2026-10-02 · View filing →
Acquisition (code A) of 27 shares at $0 per share.
Reporting Person Nasser Amin H. · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003305 · filed 2026-10-02 · View filing →
Acquisition (code A) of 79 shares at $0 per share.
Reporting Person Gendell David B. · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001408176-26-000005 · filed 2026-10-02 · View filing →
Acquisition (code A) of 36 shares at $0 per share.
Reporting Person Murphy Kathleen · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003304 · filed 2026-10-02 · View filing →
Acquisition (code M) of 29,216 shares at $0 per share.
Reporting Person Silverman Josh · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001525358-26-000028 · filed 2026-10-02 · View filing →
Acquisition (code A) of 27 shares at $0 per share.
Reporting Person LEMKAU GREGG · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003275 · filed 2026-10-02 · View filing →
Acquisition (code A) of 2,850 shares at $0 per share.
Reporting Person HENNIGH QUINTON TODD · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000912282-26-001342 · filed 2026-10-02 · View filing →
Acquisition (code A) of 322 shares at $0 per share.
Reporting Persons BAKER BROS. ADVISORS LP · 667, L.P. · Baker Bros. Advisors (GP) LLC · Baker Brothers Life Sciences LP · BAKER FELIX · BAKER JULIAN · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001193125-26-412653 · filed 2026-10-02 · View filing →
Acquisition (code A) of 322 shares at $0 per share.
Reporting Persons BAKER BROS. ADVISORS LP · 667, L.P. · Baker Bros. Advisors (GP) LLC · Baker Brothers Life Sciences LP · BAKER FELIX · BAKER JULIAN · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001193125-26-412653 · filed 2026-10-02 · View filing →
Acquisition (code A) of 33 shares at $0 per share.
Reporting Person Johnson Margaret L · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003274 · filed 2026-10-02 · View filing →
Acquisition (code M) of 7,218 shares at $0 per share.
Reporting Person Baker Charles · Officer Title Chief Financial Officer · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001321154-26-000011 · filed 2026-10-02 · View filing →
Acquisition (code M) of 21,409 shares at $0 per share.
Reporting Person Stretch Colin · Officer Title CHIEF LEGAL OFFICER · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001580549-26-000008 · filed 2026-10-02 · View filing →
Acquisition (code C) of 11,000 shares at $0 per share.
Reporting Person THOMPSON JOHN WENDELL · Transaction Code C
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001207433-26-000022 · filed 2026-10-02 · View filing →
Acquisition (code M) of 9,897 shares at $0 per share.
Reporting Person Minor Bradley · Officer Title Chief Marketing Officer · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002047113-26-000009 · filed 2026-10-02 · View filing →
Acquisition (code A) of 34 shares at $0 per share.
Reporting Person FORD WILLIAM E · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003273 · filed 2026-10-02 · View filing →
Acquisition (code M) of 26,974 shares at $0 per share.
Reporting Person PATEL GOYAL KRUTI · Officer Title Chief Executive Officer · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001770886-26-000008 · filed 2026-10-02 · View filing →
Acquisition (code M) of 9,925 shares at $0 per share.
Reporting Person Colburn Richard Edward III · Officer Title Chief Product & Tech Officer · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002068229-26-000016 · filed 2026-10-02 · View filing →
Acquisition (code M) of 2,856 shares at $0 per share.
Reporting Person Buckley Merilee · Officer Title CHIEF ACCOUNTING OFFICER · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001813761-26-000010 · filed 2026-10-02 · View filing →
Acquisition (code A) of 27 shares at $0 per share.
Reporting Person Daley Pamela · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002012383-26-003272 · filed 2026-10-02 · View filing →
Acquisition (code M) of 41,666 shares at $0.0000 per share.
Reporting Person Buchner Robert C. · Officer Title Chief Executive Officer · Transaction Code M
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001225208-26-008133 · filed 2026-10-02 · View filing →
Acquisition (code A) of 7,065 shares at $0 per share.
Reporting Person Calver Robert John · Officer Title COO - International · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001628280-26-064678 · filed 2026-10-02 · View filing →
Acquisition (code A) of 12,971 shares at $0 per share.
Reporting Person Lee Kyeongho · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000929638-26-003842 · filed 2026-10-02 · View filing →
Acquisition (code A) of 12,971 shares at $0 per share.
Reporting Person Barker Robert · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000929638-26-003840 · filed 2026-10-02 · View filing →
Acquisition (code A) of 12,971 shares at $0 per share.
Reporting Person TUDER JEFFREY · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000929638-26-003838 · filed 2026-10-02 · View filing →
Acquisition (code A) of 547 shares at $0 per share.
Reporting Person Penner Gregory Boyd · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000104169-26-000161 · filed 2026-10-02 · View filing →
Acquisition (code A) of 337 shares at $0 per share.
Reporting Person Walton Steuart L · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000104169-26-000160 · filed 2026-10-02 · View filing →
Acquisition (code A) of 277 shares at $0 per share.
Reporting Person Mehrotra Shishir · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000104169-26-000159 · filed 2026-10-02 · View filing →
Acquisition (code A) of 243,454 shares at $0 per share.
Reporting Person Naheta Akshay Sudhir · Officer Title Chief Executive Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001628280-26-064674 · filed 2026-10-02 · View filing →
Acquisition (code A) of 277 shares at $0 per share.
Reporting Person MAYER MARISSA A · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001550608-26-000023 · filed 2026-10-02 · View filing →
Acquisition (code A) of 457 shares at $0 per share.
Reporting Person STEPHENSON RANDALL L · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001183428-26-000009 · filed 2026-10-02 · View filing →
Acquisition (code A) of 337 shares at $0 per share.
Reporting Person Friar Sarah · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001570658-26-000009 · filed 2026-10-02 · View filing →
Acquisition (code A) of 12,971 shares at $0 per share.
Reporting Person Chan Nelson · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000929638-26-003836 · filed 2026-10-02 · View filing →
Acquisition (code A) of 361 shares at $0 per share.
Reporting Person Moritz Robert Edward Jr. · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002033834-26-000021 · filed 2026-10-02 · View filing →
Acquisition (code A) of 168 shares at $0 per share.
Reporting Person Harris Carla A · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001707351-26-000023 · filed 2026-10-02 · View filing →
Acquisition (code A) of 277 shares at $0 per share.
Reporting Person Conde Cesar · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001616172-26-000010 · filed 2026-10-02 · View filing →
Acquisition (code A) of 12,971 shares at $0 per share.
Reporting Person Chun Kukjin · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000929638-26-003834 · filed 2026-10-02 · View filing →
Acquisition (code A) of 45,000 shares at $0 per share.
Reporting Person D'Annunzio Marc · Officer Title General Counsel & Secretary · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001628280-26-064672 · filed 2026-10-02 · View filing →
Acquisition (code A) of 30,000 shares at $0 per share.
Reporting Person Baes Nicholas · Officer Title Chief Operating Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001628280-26-064670 · filed 2026-10-02 · View filing →
Acquisition (code A) of 12,971 shares at $0 per share.
Reporting Person Shin Hyunsoo · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0000929638-26-003832 · filed 2026-10-02 · View filing →
Acquisition (code A) of 20,000 shares at $0 per share.
Reporting Person Henderson Joseph Sean-Walsh · Officer Title Chief Accounting Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001628280-26-064667 · filed 2026-10-02 · View filing →
Acquisition (code A) of 9,038 shares at $0 per share.
Reporting Person Ringman Michael · Officer Title Chief Technology Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002091792-26-000002 · filed 2026-10-02 · View filing →
Acquisition (code A) of 2,348 shares at $0 per share.
Reporting Person Darwal Michael Joseph · Officer Title Chief AI & Digital Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001973678-26-000017 · filed 2026-10-02 · View filing →
Acquisition (code A) of 56,541 shares at $0 per share.
Reporting Person Brown Bruce · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002001557-26-000187 · filed 2026-10-02 · View filing →
Acquisition (code A) of 21,930 shares at $0 per share.
Reporting Person Williams Elizabeth Suzanne · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002001557-26-000186 · filed 2026-10-02 · View filing →
Acquisition (code A) of 2,040,816 shares at $0 per share.
Reporting Person Grieco William J. · Officer Title Chief Executive Officer · Transaction Code A
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002001557-26-000185 · filed 2026-10-02 · View filing →
Acquisition (code A) of 45,862 shares at $0 per share.
Reporting Person Donnally James O · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0002001557-26-000184 · filed 2026-10-02 · View filing →
Disposition (code A) of 106,893 shares at $0.00 per share.
Reporting Person Paterson Dan · Officer Title President and CEO · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001104659-26-113362 · filed 2026-10-02 · View filing →
Disposition (code A) of 8,333 shares at $0.00 per share.
Reporting Person Calkins Daniel · Officer Title Chief Financial Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001104659-26-113361 · filed 2026-10-02 · View filing →
Acquisition (code A) of 245,000 shares at $0 per share.
Reporting Person Savage Thomas I. · Officer Title SVP, Chief Legal Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001193125-26-412590 · filed 2026-10-02 · View filing →
Acquisition (code A) of 3,228 shares at $0 per share.
Reporting Person Afdahl David Martin · Officer Title Chief Operating Officer · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001974087-26-000012 · filed 2026-10-02 · View filing →
Acquisition (code A) of 57.41 shares at $0 per share.
Reporting Person Knight Heather · Transaction Code A
Traded Sep 30, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001000697-26-000138 · filed 2026-10-02 · View filing →
Acquisition (code C) of 95,614 shares at $0 per share.
Reporting Person Blumenthal Neil Harris · Officer Title Co-Chief Executive Officer · Transaction Code C
Traded Oct 1, 2026 · Disclosed Oct 2, 2026
Source: SEC Form 4 · 0001883345-26-000018 · filed 2026-10-02 · View filing →